Alan S. Roemer - Dec 21, 2021 Form 4 Insider Report for NexImmune, Inc. (NEXI)

Role
Director
Signature
/s/ Ilse Johnson, Attorney-in-fact
Stock symbol
NEXI
Transactions as of
Dec 21, 2021
Transactions value $
$245,867
Form type
4
Date filed
12/22/2021, 04:00 PM
Previous filing
Nov 23, 2021
Next filing
Sep 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEXI Common Stock Options Exercise $30.6K +12.6K +9.87% $2.42* 141K Dec 21, 2021 Direct
transaction NEXI Common Stock Options Exercise $32.6K +12.6K +8.98% $2.58* 153K Dec 21, 2021 Direct
transaction NEXI Common Stock Options Exercise $183K +42.4K +27.66% $4.31* 196K Dec 21, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NEXI Stock Option (right to buy) Options Exercise $0 -12.6K -100% $0.00* 0 Dec 21, 2021 Common Stock 12.6K $2.42 Direct F1
transaction NEXI Stock Option (right to buy) Options Exercise $0 -12.6K -100% $0.00* 0 Dec 21, 2021 Common Stock 12.6K $2.58 Direct F1
transaction NEXI Stock Option (right to buy) Options Exercise $0 -42.4K -91.66% $0.00 3.86K Dec 21, 2021 Common Stock 42.4K $4.31 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All shares underlying this option have vested.
F2 33.33% of the shares vested on March 19, 2020; the remainder vests monthly on the 19th of every month until March 19, 2022.