Sol J. Barer - 21 Dec 2021 Form 4 Insider Report for NexImmune, Inc.

Role
Director
Signature
/s/ Ilse Johnson, Attorney-in-fact
Issuer symbol
NEXI on OTC
Transactions as of
21 Dec 2021
Net transactions value
+$258,500
Form type
4
Filing time
22 Dec 2021, 07:00:09 UTC
Previous filing
17 Jun 2021
Next filing
21 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEXI Common Stock Options Exercise $258,500 +50,000 +3.7% $5.17 1,417,814 21 Dec 2021 Direct
holding NEXI Common Stock 1,538,013 21 Dec 2021 Held by B&S NexImmune Holdco LLC F1
holding NEXI Common Stock 346,577 21 Dec 2021 Held by Joshua Barer F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NEXI Stock Option (right to buy) Options Exercise $0 -50,000 -24% $0.000000 155,900 21 Dec 2021 Common Stock 50,000 $5.17 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Sol Barer is the father of Joshua Barer, who is the sole manager of B&S NexImmune Holdco LLC and has sole voting and dispositive control over the shares held by B&S NexImmune Holdco LLC. Mr. Sol Barer is also a member of Barer & Son Capital, LLC, which is a member of B&S NexImmune Holdco LLC, but he does not have voting or dispositive control over the shares held by B&S NexImmune Holdco LLC. Mr. Sol Barer disclaims beneficial ownership of the securities held by B&S NexImmune Holdco LLC except to the extent of his pecuniary interest therein.
F2 Mr. Sol Barer is the father of Joshua Barer. Mr. Sol Barer disclaims beneficial ownership of the securities held by Joshua Barer.