Daniel Allen Gold - 16 Dec 2021 Form 4 Insider Report for MP Materials Corp. / DE (MP)

Role
Director, 10%+ Owner
Signature
/s/ Elliot D. Hoops, Attorney-In-Fact for Daniel Allen Gold
Issuer symbol
MP
Transactions as of
16 Dec 2021
Net transactions value
-$20,469,110
Form type
4
Filing time
20 Dec 2021, 17:14:39 UTC
Previous filing
14 Dec 2021
Next filing
02 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MP Class A Common Stock Sale $4,428,578 -105,568 -1.1% $41.95 9,917,021 16 Dec 2021 Held by Fourth Avenue FF Opportunities LP - Series E F1, F2
transaction MP Class A Common Stock Sale $725,609 -17,297 -1.1% $41.95 1,624,020 16 Dec 2021 Held by QVT Family Office Onshore LP F2, F3
transaction MP Class A Common Sock Sale $3,588,193 -85,535 -1.1% $41.95 8,035,552 16 Dec 2021 Held by Saratoga Park Ltd. F2, F3
transaction MP Class A Common Stock Sale $1,621,135 -37,182 -0.37% $43.60 9,879,839 16 Dec 2021 Held by Fourth Avenue FF Opportunities LP - Series E F1, F2
transaction MP Class A Common Stock Sale $265,611 -6,092 -0.38% $43.60 1,617,928 16 Dec 2021 Held by QVT Family Office Onshore LP F2, F3
transaction MP Class A Common Stock Sale $1,313,494 -30,126 -0.37% $43.60 8,005,426 16 Dec 2021 Held by Saratoga Park Ltd. F2, F3
transaction MP Class A Common Stock Sale $21,542 -507 -0.01% $42.49 9,879,332 17 Dec 2021 Held by Fourth Avenue FF Opportunities LP - Series E F1, F2
transaction MP Class A Common Stock Sale $3,527 -83 -0.01% $42.49 1,617,845 17 Dec 2021 Held by QVT Family Office Onshore LP F2, F3
transaction MP Class A Common Stock Sale $17,421 -410 -0.01% $42.49 8,005,016 17 Dec 2021 Held by Saratoga Park Ltd. F2, F3
transaction MP Class A Common Stock Sale $2,147,814 -50,656 -0.51% $42.40 9,828,676 17 Dec 2021 Held by Fourth Avenue FF Opportunities LP - Series E F1, F2
transaction MP Class A Common Stock Sale $351,878 -8,299 -0.51% $42.40 1,609,546 17 Dec 2021 Held by QVT Family Office Onshore LP F2, F3
transaction MP Class A Common Stock Sale $1,740,308 -41,045 -0.51% $42.40 7,963,971 17 Dec 2021 Held by Saratoga Park Ltd. F2, F3
transaction MP Class A Common Stock Sale $2,149,841 -50,656 -0.52% $42.44 9,778,020 17 Dec 2021 Held by Fourth Avenue FF Opportunities LP - Series E F1, F2
transaction MP Class A Common Stock Sale $352,210 -8,299 -0.52% $42.44 1,601,247 17 Dec 2021 Held by QVT Family Office Onshore LP F2, F3
transaction MP Class A Common Stock Sale $1,741,950 -41,045 -0.52% $42.44 7,922,926 17 Dec 2021 Held by Saratoga Park Ltd. F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Management of Fourth Avenue FF-E is vested in its general partner, Fourth Avenue Capital Partners GP LLC, a Delaware limited liability company ("Fourth Avenue GP"), which may be deemed to beneficially own the shares of MP Materials Corp. (the "Issuer") Class A common stock ("Shares") held directly by Fourth Avenue FF-E. Daniel Gold is a Managing Member of Fourth Avenue GP, sharing voting and investment control over the Shares held directly by Fourth Avenue FF-E and may be deemed to beneficially own such Shares.
F2 Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
F3 Management of QVT Family Office Onshore LP ("QVT Onshore") is vested in its general partner, QVT Associates GP LLC, a Delaware limited liability company ("QVT Associates GP"), which may be deemed to beneficially own the Shares held directly by QVT Onshore. QVT Financial LP, a Delaware limited partnership, is the investment manager of QVT Onshore and Saratoga Park Ltd. ("Saratoga"), and shares voting and investment control over the Shares held directly by QVT Onshore and Saratoga. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT Financial LP. Daniel Gold is a Managing Member of each of QVT Associates GP and QVT Financial GP, sharing voting and investment control over the Shares held directly by QVT Onshore and Saratoga and may be deemed to beneficially own such shares.