Rajiv Ramaswami - 15 Dec 2021 Form 4 Insider Report for Nutanix, Inc. (NTNX)

Role: President and CEO, Director
Signature: /s/ Hae Cheong Chang, Attorney in Fact
Issuer symbol: NTNX
Transactions as of: 15 Dec 2021
Net transactions value: $0
Form type: 4
Filing time: 17 Dec 2021, 17:05:30 UTC
Previous filing: 13 Oct 2021
Next filing: 20 Dec 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NTNX	Class A Common Stock	Options Exercise	$0	+94,650	+9932%	$0.000000	95,603	15 Dec 2021	Direct	F1
transaction	NTNX	Class A Common Stock	Options Exercise	$0	+233,786	+245%	$0.000000	329,389	15 Dec 2021	Direct
transaction	NTNX	Class A Common Stock	Options Exercise	$0	+8,627	+2.6%	$0.000000	338,016	15 Dec 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	NTNX	Restricted Stock Units	Options Exercise	$0	-94,650	-25%	$0.000000	283,951	15 Dec 2021	Class A Common Stock	94,650		Direct	F2, F3
transaction	NTNX	Restricted Stock Units	Options Exercise	$0	-233,786	-25%	$0.000000	701,359	15 Dec 2021	Class A Common Stock	233,786		Direct	F2, F4
transaction	NTNX	Restricted Stock Units	Options Exercise	$0	-8,627	-6.2%	$0.000000	129,418	15 Dec 2021	Class A Common Stock	8,627		Direct	F2, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on September 20, 2021.
F2	Each Restricted Stock Unit, or RSU, represents a contingent right to receive one share of the Issuer's Class A common stock.
F3	The RSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares to vest quarterly thereafter subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F4	As previously reported, on December 9, 2020, the Reporting Person was granted a target number of 703,117 performance-based RSUs ("PRSUs") subject to two stock price milestones. 133% of the target number of PRSUs became eligible to vest upon achievement of both milestones. The eligible PRSUs vested as to 25% of the underlying shares on December 15, 2021, with 1/16th of the remaining shares to vest quarterly thereafter, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F5	The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.