Wilson Grad Conn - 15 Dec 2021 Form 4 Insider Report for Sprinklr, Inc. (CXM)

Role: Chief Experience Officer
Signature: /s/ Jason Minio, Attorney-in-Fact
Issuer symbol: CXM
Transactions as of: 15 Dec 2021
Net transactions value: -$110,100
Form type: 4
Filing time: 17 Dec 2021, 16:05:46 UTC
Previous filing: 17 Nov 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CXM	Class A Common Stock	Conversion of derivative security		+10,000	+60%		26,582	15 Dec 2021	Direct	F1
transaction	CXM	Class A Common Stock	Sale	$150,000	-10,000	-38%	$15.00	16,582	15 Dec 2021	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CXM	Employee Stock Option (right to buy)	Options Exercise	$0	-10,000	-4.8%	$0.000000	198,333	15 Dec 2021	Class B Common Stock	10,000	$3.99	Direct	F3
transaction	CXM	Class B Common Stock	Options Exercise	$39,900	+10,000		$3.99	10,000	15 Dec 2021	Class A Common Stock	10,000		Direct	F1
transaction	CXM	Class B Common Stock	Conversion of derivative security	$0	-10,000	-100%	$0.000000^*	0	15 Dec 2021	Class A Common Stock	10,000		Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.
F2	Shares were sold pursuant to a Rule 10b5-1 trading plan.
F3	One fourth (1/4th) of the shares subject to the option award vested on April 9, 2019, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.