MCDANIEL RAYMOND W - 05 Nov 2021 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role
Director
Signature
John J. Goggins, by power of attorney for Raymond W. McDaniel
Issuer symbol
MCO
Transactions as of
05 Nov 2021
Net transactions value
$0
Form type
4
Filing time
16 Dec 2021, 15:00:18 UTC
Previous filing
29 Oct 2021
Next filing
14 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCO Common Stock Gift $0 -5,185 -6.6% $0.000000 73,018 05 Nov 2021 Direct
transaction MCO Common Stock Gift $0 -9,071 -12% $0.000000 63,947 16 Nov 2021 Direct
transaction MCO Common Stock Gift $0 -9,071 -14% $0.000000 54,876 16 Nov 2021 Direct
transaction MCO Common Stock Gift $0 +9,071 $0.000000 9,071 16 Nov 2021 Family Trust 1
transaction MCO Common Stock Gift $0 +9,071 $0.000000 9,071 16 Nov 2021 Family Trust 2
holding MCO Common Stock 14,972 05 Nov 2021 Trust I
holding MCO Common Stock 25,000 05 Nov 2021 Trust II
holding MCO Common Stock 41,548 05 Nov 2021 Trust III
holding MCO Common Stock 58,439 05 Nov 2021 Trust IV
holding MCO Common Stock 1,618 05 Nov 2021 401-K F1
holding MCO Common Stock 2,000 05 Nov 2021 Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Dividend Equivalent Award $0 +1 +28% $0.000000 6 14 Dec 2021 Common Stock 1 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As of the last statement dated September 30, 2021.
F2 Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.