Mcdaniel Raymond W - Nov 5, 2021 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role
Director
Signature
John J. Goggins, by power of attorney for Raymond W. McDaniel
Stock symbol
MCO
Transactions as of
Nov 5, 2021
Transactions value $
$0
Form type
4
Date filed
12/16/2021, 03:00 PM
Previous filing
Oct 29, 2021
Next filing
Jan 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCO Common Stock Gift $0 -5.19K -6.63% $0.00 73K Nov 5, 2021 Direct
transaction MCO Common Stock Gift $0 -9.07K -12.42% $0.00 63.9K Nov 16, 2021 Direct
transaction MCO Common Stock Gift $0 -9.07K -14.19% $0.00 54.9K Nov 16, 2021 Direct
transaction MCO Common Stock Gift $0 +9.07K $0.00 9.07K Nov 16, 2021 Family Trust 1
transaction MCO Common Stock Gift $0 +9.07K $0.00 9.07K Nov 16, 2021 Family Trust 2
holding MCO Common Stock 15K Nov 5, 2021 Trust I
holding MCO Common Stock 25K Nov 5, 2021 Trust II
holding MCO Common Stock 41.5K Nov 5, 2021 Trust III
holding MCO Common Stock 58.4K Nov 5, 2021 Trust IV
holding MCO Common Stock 1.62K Nov 5, 2021 401-K F1
holding MCO Common Stock 2K Nov 5, 2021 Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Dividend Equivalent Award $0 +1.4 +28.29% $0.00 6.36 Dec 14, 2021 Common Stock 1.4 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As of the last statement dated September 30, 2021.
F2 Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.