Vincent Forlenza - Dec 14, 2021 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role
Director
Signature
Elizabeth McCarroll, by power of attorney for Vincent A. Forlenza
Stock symbol
MCO
Transactions as of
Dec 14, 2021
Transactions value $
$2,063
Form type
4
Date filed
12/16/2021, 03:00 PM
Previous filing
Sep 13, 2021
Next filing
Feb 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCO Common Stock Award $1.78K +4.52 +0.09% $393.40 5.02K Dec 14, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Phantom Stock Units (Deferred Compensation) Award $286 +0.73 +0.16% $391.94 471 Dec 14, 2021 Common Stock 0.73 Direct F2, F3, F4
transaction MCO Dividend Equivalent Award $0 +1.03 +28.3% $0.00 4.67 Dec 14, 2021 Common Stock 1.03 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU deferred dividend reinvestment accrual.
F2 Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.
F3 The security converts to common stock on a one-for-one basis.
F4 These units are to be settled in cash after the Reporting Person's retirement.
F5 Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.