Roger L. Dick - Dec 15, 2021 Form 4 Insider Report for UWHARRIE CAPITAL CORP (UWHR)

Role
President/CEO of UCC
Signature
Roger L. Dick by Tamara M. Singletary, EVP, Uwharrie Capital Corp
Stock symbol
UWHR
Transactions as of
Dec 15, 2021
Transactions value $
$0
Form type
4
Date filed
12/16/2021, 01:57 PM
Previous filing
Dec 10, 2021
Next filing
Jun 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UWHR Common Stock Other $0 +989 +64.73% $0.00 2.52K Dec 15, 2021 Direct F1, F2, F3
transaction UWHR Common Stock (Held by Self) Other $0 -989 -100% $0.00* 0 Dec 15, 2021 Direct F2, F5
holding UWHR Common Stock 83.9K Dec 15, 2021 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by Cede & Co., Depository for Pershing LLC Safekeeper for Roger L. Dick
F2 Transfer of shares from sole-name registered holder account to sole-name bokerage safekeeper account.
F3 No money was paid by the shareholder for the Acquired shares. The shares were acquired as a result of a transfer of shares from a sole-name registered holder account to a sole-name brokerage safekeeper account.
F4 Held by Cede & Co., Depository for IRA FBO Roger L. Dick Pershing LLC As Custodian
F5 No money was received by the shareholder for the Disposed shares. The shares were disposed of as a result of a transfer of shares from a sole-name registered holder account to a sole-name brokerage safekeeper account.