Roger L. Dick - 15 Dec 2021 Form 4 Insider Report for UWHARRIE CAPITAL CORP (UWHR)

Role
President/CEO of UCC
Signature
Roger L. Dick by Tamara M. Singletary, EVP, Uwharrie Capital Corp
Issuer symbol
UWHR
Transactions as of
15 Dec 2021
Net transactions value
$0
Form type
4
Filing time
16 Dec 2021, 13:57:43 UTC
Previous filing
10 Dec 2021
Next filing
28 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UWHR Common Stock Other $0 +989 +65% $0.000000 2,517 15 Dec 2021 Direct F1, F2, F3
transaction UWHR Common Stock (Held by Self) Other $0 -989 -100% $0.000000* 0 15 Dec 2021 Direct F2, F5
holding UWHR Common Stock 83,855 15 Dec 2021 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by Cede & Co., Depository for Pershing LLC Safekeeper for Roger L. Dick
F2 Transfer of shares from sole-name registered holder account to sole-name bokerage safekeeper account.
F3 No money was paid by the shareholder for the Acquired shares. The shares were acquired as a result of a transfer of shares from a sole-name registered holder account to a sole-name brokerage safekeeper account.
F4 Held by Cede & Co., Depository for IRA FBO Roger L. Dick Pershing LLC As Custodian
F5 No money was received by the shareholder for the Disposed shares. The shares were disposed of as a result of a transfer of shares from a sole-name registered holder account to a sole-name brokerage safekeeper account.