LSV Associates, LLC - 13 Dec 2021 Form 4 Insider Report for ALX ONCOLOGY HOLDINGS INC (ALXO)

Role
10%+ Owner
Signature
LSV Associates, LLC, By /s/ Travis Boettner, Attorney-in-Fact
Issuer symbol
ALXO
Transactions as of
13 Dec 2021
Net transactions value
-$1,287,431
Form type
4
Filing time
15 Dec 2021, 20:03:05 UTC
Previous filing
10 Dec 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALXO Common Stock Sale $302,089 -11,945 -0.56% $25.29 2,127,969 13 Dec 2021 By Lightstone Ventures, L.P. F1, F2
transaction ALXO Common Stock Sale $41,147 -1,627 -0.56% $25.29 290,131 13 Dec 2021 By Lightstone Ventures (A), L.P. F1, F3
transaction ALXO Common Stock Sale $454,635 -17,169 -0.81% $26.48 2,110,800 13 Dec 2021 By Lightstone Ventures, L.P. F2, F4
transaction ALXO Common Stock Sale $61,937 -2,339 -0.81% $26.48 287,792 13 Dec 2021 By Lightstone Ventures (A), L.P. F3, F4
transaction ALXO Common Stock Sale $261,402 -9,509 -0.45% $27.49 2,101,291 13 Dec 2021 By Lightstone Ventures, L.P. F2, F5
transaction ALXO Common Stock Sale $35,627 -1,296 -0.45% $27.49 286,496 13 Dec 2021 By Lightstone Ventures (A), L.P. F3, F5
transaction ALXO Common Stock Sale $62,301 -2,196 -0.1% $28.37 2,099,095 13 Dec 2021 By Lightstone Ventures, L.P. F2, F6
transaction ALXO Common Stock Sale $8,483 -299 -0.1% $28.37 286,197 13 Dec 2021 By Lightstone Ventures (A), L.P. F3, F6
transaction ALXO Common Stock Sale $39,338 -1,329 -0.06% $29.60 2,097,766 13 Dec 2021 By Lightstone Ventures, L.P. F2, F7
transaction ALXO Common Stock Sale $5,358 -181 -0.06% $29.60 286,016 13 Dec 2021 By Lightstone Ventures (A), L.P. F3, F7
transaction ALXO Common Stock Sale $13,301 -440 -0.02% $30.23 2,097,326 13 Dec 2021 By Lightstone Ventures, L.P. F2, F8
transaction ALXO Common Stock Sale $1,814 -60 -0.02% $30.23 285,956 13 Dec 2021 By Lightstone Ventures (A), L.P. F3, F8
holding ALXO Common Stock 2,023,469 13 Dec 2021 By Lightstone Ventures II, L.P. F9
holding ALXO Common Stock 120,212 13 Dec 2021 By Lightstone Ventures II (A), L.P. F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.01 to $26.00 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 Shares are held directly by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC (LSV Associates), is the general partner of LV LP and may be deemed to beneficially own the shares held by LV LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein.
F3 Shares are held directly by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP and may be deemed to beneficially own the shares held by LV(A) LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV(A) LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.01 to $26.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.95 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.01 to $28.97 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.95 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.11 to $30.29 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9 Shares are held directly by Lightstone Ventures II, L.P. ("LV II LP"). LSV Associates II, LLC (LSV Associates II), is the general partner of LV II LP and may be deemed to beneficially own the shares held by LV II LP. Michael A. Carusi, Jean M. George, Jason W. Lettmann and Henry A. Plain, Jr. are the managing directors of LSV Associates II and may be deemed to share voting and investment power over the shares held by LV II LP. Each of LSV Associates II and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Mr. Lettmann is a director of the Issuer and files separate Section 16 reports.
F10 Shares are held directly by Lightstone Ventures II (A), L.P. ("LV II(A) LP"). LSV Associates II, is the general partner of LV II(A) LP and may be deemed to beneficially own the shares held by LV II(A) LP. Michael A. Carusi, Jean M. George, Jason W. Lettmann and Henry A. Plain, Jr. are the managing directors of LSV Associates II and may be deemed to share voting and investment power over the shares held by LV II(A) LP. Each of LSV Associates II and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Mr. Lettmann is a director of the Issuer and files separate Section 16 reports.