Jerome M. Schneider - Dec 10, 2021 Form 4 Insider Report for PIMCO Dynamic Credit & Mortgage Income Fund (PCI)

Role
Other*
Signature
/s/ Kevin Van Gorder, Attorney-in-Fact for Jerome M. Schneider
Stock symbol
PCI
Transactions as of
Dec 10, 2021
Transactions value $
$0
Form type
4
Date filed
12/15/2021, 11:40 AM
Previous filing
Jul 29, 2021
Next filing
Jan 26, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PCI COMMON SHARES Disposed to Issuer -2.53K -100% 0 Dec 10, 2021 By 401(k) Plan F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The 410.8511 shares were acquired under a qualified dividend reinvestment plan from March 27, 2020 to the filing of this Form 4.
F2 The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.

Remarks:

Pacific Investment Management Company LLC ("PIMCO") is the investment adviser of the Issuer. The Reporting Person is a member of PIMCO's Executive Committee.