CRAIG A. DAWSON - 10 Dec 2021 Form 4 Insider Report for PIMCO Dynamic Credit & Mortgage Income Fund

Role
Other*
Signature
/s/ Kevin Van Gorder, Attorney-in-Fact for Craig A. Dawson
Issuer symbol
N/A
Transactions as of
10 Dec 2021
Net transactions value
$0
Form type
4
Filing time
15 Dec 2021, 09:52:59 UTC
Previous filing
29 Jul 2021
Next filing
26 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PCI COMMON SHARES Disposed to Issuer -81,131 -100% 0 10 Dec 2021 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The 29,050 shares were acquired under a qualified dividend reinvestment plan from May 11, 2016 to the filing of this Form 4.
F2 The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.

Remarks:

Pacific Investment Management Company LLC ("PIMCO") is the investment adviser of the Issuer. The Reporting Person is a a member of PIMCO's Executive Committee.