Key facts
- This page summarizes Sarah E. Cogan's Form 4 filing for PIMCO Dynamic Income Fund (PDI).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 15 Dec 2021, 09:49.
Sarah E. Cogan - 10 Dec 2021 Form 4 Insider Report for PIMCO Dynamic Income Fund (PDI)
- Reporting relationship
- Director
- Issuer ticker
- PDI
- Reported as of
- 10 Dec 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 15 Dec 2021, 09:49:03 UTC
- Prior SEC filing
- 29 Jul 2021
- Next SEC filing
- 14 Jan 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Kevin Van Gorder, Attorney-in-Fact for Sarah E. Cogan
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Sarah E. Cogan filed Form 4 for PIMCO Dynamic Income Fund (PDI) on 15 Dec 2021.
Change
- Previous filing in this sequence was filed on 29 Jul 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PDI
transaction
COMMON SHARES
Award
- Transaction value
- Shares
- +440
- Change %
- Price
- Shares after
- 440
- Date
- 10 Dec 2021
- Ownership
- Direct
- Footnotes
- F1
PDI
transaction
COMMON SHARES
Award
- Transaction value
- Shares
- +406
- Change %
- +92%
- Price
- Shares after
- 846
- Date
- 10 Dec 2021
- Ownership
- Direct
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The shares of the Issuer were acquired in exchange for shares of PIMCO Dynamic Credit & Mortgage Income Fund ("PCI") in connection with the reorganization of PCI with and into the Issuer based on PCI and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.818509.
Footnote F2
The shares of the Issuer were acquired in exchange for shares of PIMCO Income Opportunity Fund ("PKO") in connection with the reorganization of PKO with and into the Issuer based on PKO and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.949037.