Michael D. West - Dec 11, 2021 Form 4 Insider Report for AgeX Therapeutics, Inc. (AGE)

Role
Chief Executive Officer, Director
Signature
/s/Michael D. West
Stock symbol
AGE
Transactions as of
Dec 11, 2021
Transactions value $
-$686
Form type
4
Date filed
12/14/2021, 06:17 PM
Previous filing
Sep 21, 2021
Next filing
Mar 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AGE Common Stock, $0.0001 par value Options Exercise $0 +3.13K +8.56% $0.00 39.7K Dec 11, 2021 Direct
transaction AGE Common Stock, $0.0001 par value Tax liability -$686 -1.08K -2.73% $0.64 38.6K Dec 11, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AGE Restricted Stock Units Options Exercise $0 -3.13K -16.67% $0.00 15.6K Dec 11, 2021 Common Stock 3.13K $0.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Securities withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 3,125 Restricted Stock Units, the grant of which was previously reported on a Form 4.
F2 Restricted Stock Units vested on December 11, 2021.