Peter M. Barker - 10 Dec 2021 Form 4 Insider Report for ForgeRock, Inc.

Role
Chief Product Officer & EVP
Signature
/s/ Samuel J. Fleischmann, by Power of Attorney for Peter M. Barker
Issuer symbol
N/A
Transactions as of
10 Dec 2021
Net transactions value
-$233,216
Form type
4
Filing time
14 Dec 2021, 18:01:36 UTC
Previous filing
22 Sep 2021
Next filing
23 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FORG Class A Common Stock Conversion of derivative security +9,000 9,000 10 Dec 2021 Direct F1
transaction FORG Class A Common Stock Sale $212,121 -8,190 -91% $25.90 810 10 Dec 2021 Direct
transaction FORG Class A Common Stock Sale $15,624 -600 -74% $26.04 210 10 Dec 2021 Direct
transaction FORG Class A Common Stock Sale $5,470 -210 -100% $26.05 0 10 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FORG Stock Option (right to buy) Options Exercise $0 -9,000 -2.7% $0.000000 324,521 10 Dec 2021 Class B Common Stock 9,000 $3.60 Direct F1, F2
transaction FORG Class B Common Stock Options Exercise $0 +9,000 $0.000000 9,000 10 Dec 2021 Class A Common Stock 9,000 Direct F1
transaction FORG Class B Common Stock Conversion of derivative security $0 -9,000 -100% $0.000000* 0 10 Dec 2021 Class A Common Stock 9,000 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the reporting person's election and has no expiration date.
F2 Twenty-five percent (25%) of the shares subject to the option vested on January 22, 2019; thereafter, the remaining number of shares subject to the option vest in equal monthly installments over the following thirty-six (36) months, subject to the Reporting Person continuing as a service provider through each such date.