| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RXRX | Class A Common Stock | Options Exercise | $70.8K | +28.6K | $2.47 | 28.6K | Dec 8, 2021 | Direct | F1 | |
| transaction | RXRX | Class A Common Stock | Sale | -$104K | -5.18K | -18.07% | $20.03 | 23.5K | Dec 8, 2021 | Direct | F1, F2 |
| transaction | RXRX | Class A Common Stock | Conversion of derivative security | $0 | +5.49K | +23.38% | $0.00 | 29K | Dec 8, 2021 | Direct | F1, F3 |
| transaction | RXRX | Class A Common Stock | Sale | -$111K | -5.49K | -18.95% | $20.26 | 23.5K | Dec 8, 2021 | Direct | F1, F4 |
| transaction | RXRX | Class A Common Stock | Conversion of derivative security | $0 | +1.09K | +4.63% | $0.00 | 24.6K | Dec 9, 2021 | Direct | F1, F3 |
| transaction | RXRX | Class A Common Stock | Sale | -$21.7K | -1.09K | -4.42% | $20.01 | 23.5K | Dec 9, 2021 | Direct | F1, F5 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RXRX | Stock Option (Right to Buy) | Options Exercise | $0 | -28.6K | -1.91% | $0.00 | 1.47M | Dec 8, 2021 | Class A Common Stock | 28.6K | $2.47 | Direct | F1, F6, F7 |
| transaction | RXRX | Class B Common Stock | Conversion of derivative security | $0 | -5.49K | -0.07% | $0.00 | 8.2M | Dec 8, 2021 | Class A Common Stock | 5.49K | $0.00 | Direct | F1, F3, F8, F9 |
| transaction | RXRX | Class B Common Stock | Conversion of derivative security | $0 | -1.09K | -0.01% | $0.00 | 8.19M | Dec 9, 2021 | Class A Common Stock | 1.09K | $0.00 | Direct | F1, F3, F8, F9 |
| holding | RXRX | Class B Common Stock | 550K | Dec 8, 2021 | Class A Common Stock | 550K | $0.00 | by LAHRAWN-3 LLC | F8, F9, F10 | |||||
| holding | RXRX | Class B Common Stock | 550K | Dec 8, 2021 | Class A Common Stock | 550K | $0.00 | by LAHRAWN-4 LLC | F8, F9, F11 | |||||
| holding | RXRX | Class B Common Stock | 147K | Dec 8, 2021 | Class A Common Stock | 147K | $0.00 | by Gibson Family Trust | F8, F9, F12 |
| Id | Content |
|---|---|
| F1 | The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. |
| F2 | This transaction, representing a sale to cover the exercise price and related tax withholdings for 28,646 option shares, was executed in multiple trades at prices ranging from $20.014 to $20.21. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| F3 | Represents the conversion of Class B Common Stock into Class A Common Stock. |
| F4 | This transaction was executed in multiple trades at prices ranging from $20.00 to $20.57. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| F5 | This transaction was executed in multiple trades at prices ranging from $20.00 to $20.065. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| F6 | The option, originally for 1,500,000 shares, of which 28,646 shares have been exercised, vested as to one forty-eighth (1/48th) of the shares subject to the option on January 31, 2021, and one forty-eighth (1/48th) of the shares subject to the option shall vest each month thereafter. |
| F7 | This option, originally reported in the Reporting Person's Form 3 as exercisable for Class B Common Stock, is in fact exercisable for Class A Common Stock. Upon exercise of the option, the Reporting Person has the right to require the Issuer to exchange any such shares of Class A Common Stock for a number of Class B Common Stock of equivalent value. |
| F8 | Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| F9 | Shares of Class B Common Stock held directly and indirectly by the Reporting Person were previously reported in Table I of Forms 4 filed by the Reporting Person. Commencing with this Form 4, shares of Class B Common Stock held directly and indirectly by the Reporting Person are to be reported in Table II of Form 4. |
| F10 | The shares are held by LAHWRAN-3 LLC, of which the Reporting Person a member and a manager. |
| F11 | The shares are held by LAHWRAN-4 LLC, of which the Reporting Person a member and a manager. |
| F12 | The shares are held by the Gibson Family Trust, of which the Reporting Person serves as Trustee. |