Garry E. Menzel - 31 Aug 2021 Form 4 Insider Report for TCR2 THERAPEUTICS INC.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
10 Dec 2021, 15:32:50 UTC
Prior SEC filing
22 Jun 2021
Next SEC filing
18 Mar 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Margaret Siegel as Attorney-in-Fact

Key filing fact

Garry E. Menzel filed Form 4 for TCR2 THERAPEUTICS INC. on 10 Dec 2021.

Key facts

  • This page summarizes Garry E. Menzel's Form 4 filing for TCR2 THERAPEUTICS INC..
  • 5 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 10 Dec 2021, 15:32.

Change

  • Previous filing in this sequence was filed on 22 Jun 2021.
  • Current net transaction value: +$265,018.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TCRR transaction

Common Stock

Award

Transaction value
$6,018
Shares
+422
Change %
+10%
Price
$14.26*
Shares after
4,507
Date
31 Aug 2021
Ownership
Direct
Footnotes
F2, F3
TCRR transaction

Common Stock

Options Exercise

Transaction value
$129,500
Shares
+175,000
Change %
+3883%
Price
$0.7400
Shares after
179,507
Date
09 Dec 2021
Ownership
Direct
TCRR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
84,527
Date
31 Aug 2021
Ownership
See Footnote
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TCRR transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$125,100
Shares
+169,054
Change %
Price
$0.7400
Shares after
0
Date
10 Dec 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
169,054
Exercise price
$0.7400
Footnotes
F4
TCRR transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$4,400
Shares
+5,946
Change %
+4.5%
Price
$0.7400
Shares after
138,031
Date
10 Dec 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,946
Exercise price
$0.7400
Footnotes
F5
TCRR transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+305,800
Change %
Price
$0.000000
Shares after
305,800
Date
09 Dec 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
305,800
Exercise price
$5.21
Footnotes
F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Consists of 84,527 shares of common stock held by Dr. Garry Menzel, as Trustee of the Garry E. Menzel and Mary E. Henshall Family Trust, under instrument of trust dated July 29, 2010. Dr. Menzel is the trustee of the Garry E. Menzel and Mary E. Henshall Family Trust and may be deemed to beneficially own these securities.

Footnote F2

The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of March 1, 2021 through August 31, 2021. This transaction is exempt under Rule 16b-3(c).

Footnote F3

In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on August 31, 2021.

Footnote F4

The Reporting Person was granted an option to purchase 253,581 shares on December 13, 2016. 84,527 of such options were previously exercised. 25% of this option vested and became exercisable on October 17, 2017, with the remainder vesting in thirty-six (36) equal monthly installments thereafter.

Footnote F5

25% of this option vested and became exercisable on December 6, 2018, with the remainder vesting in thirty-six (36) equal monthly installments thereafter.

Footnote F6

25% of this option shall vest and become exercisable on January 1, 2023, with the remainder vesting in thirty-six (36) equal monthly installments thereafter

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