Key facts
- This page summarizes Wendy Diddell's Form 4 filing for RICHARDSON ELECTRONICS LTD/DE (RELL).
- 11 reported transactions and 5 derivative rows are listed below.
- Accepted by SEC: 10 Dec 2021, 15:21.
Wendy Diddell - 08 Dec 2021 Form 4 Insider Report for RICHARDSON ELECTRONICS LTD/DE (RELL)
- Reporting relationship
- COO, Director
- Issuer ticker
- RELL
- Reported as of
- 08 Dec 2021
- Net transaction value
- -$351,937
- SEC form
- 4
- Accepted by SEC
- 10 Dec 2021, 15:21:00 UTC
- Prior SEC filing
- 21 Jul 2021
- Next SEC filing
- 27 Dec 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Wendy S. Diddell
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Wendy Diddell filed Form 4 for RICHARDSON ELECTRONICS LTD/DE (RELL) on 10 Dec 2021.
Change
- Previous filing in this sequence was filed on 21 Jul 2021.
- Current net transaction value: -$351,937.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
RELL
transaction
Common Stock
Options Exercise
- Transaction value
- $193,043
- Shares
- +19,519
- Change %
- +22%
- Price
- $9.89
- Shares after
- 108,957
- Date
- 08 Dec 2021
- Ownership
- Direct
- Footnotes
- F1
RELL
transaction
Common Stock
Options Exercise
- Transaction value
- $117,561
- Shares
- +19,659
- Change %
- +18%
- Price
- $5.98
- Shares after
- 128,616
- Date
- 08 Dec 2021
- Ownership
- Direct
- Footnotes
- F1
RELL
transaction
Common Stock
Options Exercise
- Transaction value
- $136,979
- Shares
- +19,852
- Change %
- +15%
- Price
- $6.90
- Shares after
- 148,468
- Date
- 08 Dec 2021
- Ownership
- Direct
- Footnotes
- F1
RELL
transaction
Common Stock
Options Exercise
- Transaction value
- $31,450
- Shares
- +5,606
- Change %
- +3.8%
- Price
- $5.61
- Shares after
- 154,074
- Date
- 08 Dec 2021
- Ownership
- Direct
- Footnotes
- F1
RELL
transaction
Common Stock
Options Exercise
- Transaction value
- $10,437
- Shares
- +2,450
- Change %
- +1.6%
- Price
- $4.26
- Shares after
- 156,524
- Date
- 08 Dec 2021
- Ownership
- Direct
- Footnotes
- F1
RELL
transaction
Common Stock
Sale
- Transaction value
- $841,406
- Shares
- -67,086
- Change %
- -43%
- Price
- $12.54
- Shares after
- 89,438
- Date
- 08 Dec 2021
- Ownership
- Direct
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
RELL
transaction
Derivative
Employee Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -19,519
- Change %
- -78%
- Price
- $0.000000
- Shares after
- 5,481
- Date
- 08 Dec 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 19,519
- Exercise price
- $9.89
- Footnotes
- F1, F3
RELL
transaction
Derivative
Employee Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -19,659
- Change %
- -79%
- Price
- $0.000000
- Shares after
- 5,341
- Date
- 08 Dec 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 19,659
- Exercise price
- $5.98
- Footnotes
- F1, F4
RELL
transaction
Derivative
Employee Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -19,852
- Change %
- -79%
- Price
- $0.000000
- Shares after
- 5,148
- Date
- 08 Dec 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 19,852
- Exercise price
- $6.90
- Footnotes
- F1, F5
RELL
transaction
Derivative
Employee Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -5,606
- Change %
- -28%
- Price
- $0.000000
- Shares after
- 14,394
- Date
- 08 Dec 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 5,606
- Exercise price
- $5.61
- Footnotes
- F1, F6
RELL
transaction
Derivative
Employee Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -2,450
- Change %
- -12%
- Price
- $0.000000
- Shares after
- 17,550
- Date
- 08 Dec 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,450
- Exercise price
- $4.26
- Footnotes
- F1, F7
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 7 footnotes
Footnote F1
These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.
Footnote F2
The price reported is the weighted average price of multiple trades at prices ranging from $12.50 to $12.68, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the reported range.
Footnote F3
Options vest 20% per year, beginning 10/06/2015
Footnote F4
Options vest 20% per year, beginning 10/05/2016
Footnote F5
Options vest 20% per year, beginning 10/03/2017
Footnote F6
Options vest 20% per year, beginning 07/22/2020
Footnote F7
Options vest 20% per year, beginning 07/21/2021