Jeffrey D. Benjamin - Dec 8, 2021 Form 4 Insider Report for A-Mark Precious Metals, Inc. (AMRK)

Role
Director, 10%+ Owner
Signature
/s/ Carol Meltzer, by power of attorney
Stock symbol
AMRK
Transactions as of
Dec 8, 2021
Transactions value $
-$432,038
Form type
4
Date filed
12/10/2021, 02:22 PM
Previous filing
Dec 8, 2021
Next filing
Dec 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $16.7K +5K +1.01% $3.34* 501K Dec 8, 2021 Direct
transaction AMRK Common Stock, par value $0.01 per share Sale -$332K -5K -1% $66.46 496K Dec 8, 2021 Direct F1
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $6.17K +1.85K +0.37% $3.34* 498K Dec 9, 2021 Direct
transaction AMRK Common Stock, par value $0.01 per share Sale -$123K -1.85K -0.37% $66.38 496K Dec 9, 2021 Direct F2
holding AMRK Common Stock, par value $0.01 per share 250K Dec 8, 2021 by the Jeffrey D. Benjamin 2012 Family Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -5K -4.35% $0.00 110K Dec 8, 2021 Common Stock, par value $0.01 per share 5K $3.34 Direct F4
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -1.85K -1.68% $0.00 108K Dec 9, 2021 Common Stock, par value $0.01 per share 1.85K $3.34 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $66.16 to not more than $66.67. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F2 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $66.04 to not more than $66.59. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F3 These shares are held in a trust for the benefit of the reporting person's spouse and children. Neither the reporting person nor his spouse is the trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4 The option granted covered 119,856 shares, and vested 20.0% on March 19, 2014, and 20% per year on October 25, 2014, 2015, 2016 and 2017.