Donald R. Dixon - 07 Dec 2021 Form 4 Insider Report for IronNet, Inc.

Role
Director, 10%+ Owner
Signature
/s/ Brian F. Leaf, attorney-in-fact
Issuer symbol
DFNS on Nasdaq
Transactions as of
07 Dec 2021
Net transactions value
$0
Form type
4
Filing time
09 Dec 2021, 15:05:01 UTC
Previous filing
14 Sep 2021
Next filing
14 Jul 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IRNT Common Stock Award $0 +24,000 +9.7% $0.000000 271,672 07 Dec 2021 Direct F1, F2, F3
holding IRNT Common Stock 52,869 07 Dec 2021 By ForgePoint Cyber Affilates Fund I, L.P. F4
holding IRNT Common Stock 2,278,138 07 Dec 2021 By ForgePoint Cyber Co-Investors I, L.P. F4
holding IRNT Common Stock 758,760 07 Dec 2021 By ForgePoint Cyber Co-Investors I-B, L.P. F4
holding IRNT Common Stock 1,993,158 07 Dec 2021 By ForgePoint Cyber Co-Investors I-C, L.P. F4
holding IRNT Common Stock 270,293 07 Dec 2021 By ForgePoint Cyber Co-Investors I-E, L.P. F4
holding IRNT Common Stock 4,746,839 07 Dec 2021 By ForgePoint Cybersecurity Fund I, L.P. F4
holding IRNT Common Stock 100,000 07 Dec 2021 By The Dixon Revocable Trust F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.
F2 On December 7, 2021, the issuer's compensation committee approved the grant of restricted stock units to each of the issuer's non-employee directors pursuant to the issuer's 2021 Equity Incentive Plan.
F3 Of the shares underlying this restricted stock unit award, one-third will vest on August 26 of each of 2022, 2023 and 2024, subject to the reporting person's continued service with the issuer as of the applicable date.
F4 The Reporting Person and Alberto Yepez are the managing members of ForgePoint Cybersecurity GP-1, LLC, which is the general partner of this entity, and exercise shared voting, investment and dispositive rights with respect to the shares of stock held by the entity. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F5 The Reporting Person and his spouse are co-trustees of this trust.