William W. Smith Jr - Dec 7, 2021 Form 4 Insider Report for SMITH MICRO SOFTWARE, INC. (SMSI)

Role: President & CEO, Director, 10%+ Owner
Signature: /s/Jennifer M. Reinke, attorney-in-fact for William W. Smith, Jr.
Stock symbol: SMSI
Transactions as of: Dec 7, 2021
Transactions value $: -$586,300
Form type: 4
Date filed: 12/8/2021, 03:19 PM
Previous filing: Nov 18, 2021
Next filing: Dec 16, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SMSI	Common Stock	Sale	-$586K	-110K	-2.3%	$5.33	4.66M	Dec 7, 2021	Direct	F1
holding	SMSI	Common Stock						455K	Dec 7, 2021	The William W. Smith, Jr. Revocable Trust
holding	SMSI	Common Stock						6K	Dec 7, 2021	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The trade was executed in a series of transactions with a price range of $5.27 to $5.47, inclusive, with a weighted average price of $5.33. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2	Held in the William W. Smith, Jr. IRA

Content

The trade was executed in a series of transactions with a price range of $5.27 to $5.47, inclusive, with a weighted average price of $5.33. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Held in the William W. Smith, Jr. IRA