Robert S. Lehman - 03 Dec 2021 Form 4 Insider Report for Compass, Inc. (COMP)

Role: Chief Business Officer
Signature: /s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol: COMP
Transactions as of: 03 Dec 2021
Net transactions value: -$35,757
Form type: 4
Filing time: 07 Dec 2021, 17:37:44 UTC
Previous filing: 01 Dec 2021
Next filing: 10 Dec 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	COMP	Class A Common Stock	Options Exercise	$0	+6,750	+2.1%	$0.000000	335,235	03 Dec 2021	Direct	F1
transaction	COMP	Class A Common Stock	Tax liability	$35,757	-3,874	-1.2%	$9.23	331,361	03 Dec 2021	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	COMP	Restricted Stock Unit (RSU)	Options Exercise	$0	-6,750	-3.8%	$0.000000	168,810	03 Dec 2021	Class A Common Stock	6,750		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2	Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3	The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.