Robert S. Lehman - Dec 3, 2021 Form 4 Insider Report for Compass, Inc. (COMP)

Role: Chief Business Officer
Signature: /s/ Bradley K. Serwin, as attorney-in-fact
Stock symbol: COMP
Transactions as of: Dec 3, 2021
Transactions value $: -$35,757
Form type: 4
Date filed: 12/7/2021, 05:37 PM
Previous filing: Dec 1, 2021
Next filing: Dec 10, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	COMP	Class A Common Stock	Options Exercise	$0	+6.75K	+2.05%	$0.00	335K	Dec 3, 2021	Direct	F1
transaction	COMP	Class A Common Stock	Tax liability	-$35.8K	-3.87K	-1.16%	$9.23	331K	Dec 3, 2021	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	COMP	Restricted Stock Unit (RSU)	Options Exercise	$0	-6.75K	-3.84%	$0.00	169K	Dec 3, 2021	Class A Common Stock	6.75K		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2	Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3	The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.