Scott A. Smith - Nov 30, 2021 Form 4 Insider Report for BioAtla, Inc. (BCAB)

Signature
/s/ Christian Vasquez, as Attorney-in-Fact for Scott A. Smith
Stock symbol
BCAB
Transactions as of
Nov 30, 2021
Transactions value $
-$91,099
Form type
4
Date filed
12/7/2021, 04:41 PM
Previous filing
Dec 6, 2021
Next filing
Jan 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BCAB Common Stock Sale -$4.66K -194 -0.06% $24.00* 350K Nov 30, 2021 Direct F1, F2
transaction BCAB Common Stock Sale -$5.18K -210 -0.06% $24.68* 349K Nov 30, 2021 Direct F1, F3
transaction BCAB Common Stock Sale -$1.88K -74 -0.02% $25.38* 349K Nov 30, 2021 Direct F1, F4
transaction BCAB Common Stock Sale -$4.48K -202 -0.06% $22.19* 349K Dec 1, 2021 Direct F1, F5
transaction BCAB Common Stock Sale -$8.14K -350 -0.1% $23.27* 349K Dec 1, 2021 Direct F1, F6
transaction BCAB Common Stock Sale -$1.84K -76 -0.02% $24.22* 349K Dec 1, 2021 Direct F1, F7
transaction BCAB Common Stock Sale -$63.6K -2.93K -0.84% $21.74* 346K Dec 2, 2021 Direct F1, F8
transaction BCAB Common Stock Sale -$1.33K -59 -0.02% $22.47* 346K Dec 2, 2021 Direct F1, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.
F2 The range of prices for the shares of Common Stock is from $23.33 to $24.32. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F3 The range of prices for the shares of Common Stock is from $24.33 to $25.25. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F4 The range of prices for the shares of Common Stock is from $25.30 to $25.38. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F5 The range of prices for the shares of Common Stock is from $21.79 to $22.73. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F6 The range of prices for the shares of Common Stock is from $22.79 to $23.77. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F7 The range of prices for the shares of Common Stock is from $23.80 to $24.68. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F8 The range of prices for the shares of Common Stock is from $21.40 to $22.37. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F9 The range of prices for the shares of Common Stock is from $22.40 to $22.51. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.