Lynn C. Martin - Dec 3, 2021 Form 4 Insider Report for Intercontinental Exchange, Inc. (ICE)

Role: President, Fixed Income & Data
Signature: /s/ Octavia N. Spencer, Attorney-in-fact
Stock symbol: ICE
Transactions as of: Dec 3, 2021
Transactions value $: $0
Form type: 4
Date filed: 12/7/2021, 03:34 PM
Previous filing: Oct 20, 2021
Next filing: Feb 8, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ICE	Common Stock	Award	$0	+3.84K	+11.86%	$0.00	36.2K	Dec 3, 2021	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares of restricted stock issued to the filing person on December 3, 2021. This award of restricted stock vests over three years (1/3 on each anniversary of the award date).
F2	The common stock number referred in Table I is an aggregate number and represents 20,114 shares of common stock, 3,840 unvested restricted stock units ("RSUs"), and 12,275 unvested performance based restricted stock units ("PSU's"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2021 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022 and will be reported at the time of vesting. The satisfaction of the 2019, 2020 and 2021 total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022, February 2023 and February 2024, respectively, and will be reported at the time of vesting.

Content

Represents shares of restricted stock issued to the filing person on December 3, 2021. This award of restricted stock vests over three years (1/3 on each anniversary of the award date).

The common stock number referred in Table I is an aggregate number and represents 20,114 shares of common stock, 3,840 unvested restricted stock units ("RSUs"), and 12,275 unvested performance based restricted stock units ("PSU's"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2021 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022 and will be reported at the time of vesting. The satisfaction of the 2019, 2020 and 2021 total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022, February 2023 and February 2024, respectively, and will be reported at the time of vesting.