Paul John Battaglia Jr. - 03 Dec 2021 Form 4 Insider Report for Manning & Napier, Inc.

Role: Chief Financial Officer
Signature: /s/ Sarah C. Turner, attorney in fact
Issuer symbol: N/A
Transactions as of: 03 Dec 2021
Net transactions value: -$22,063
Form type: 4
Filing time: 07 Dec 2021, 15:20:46 UTC
Next filing: 07 Feb 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	MN	Class A Common Stock, par value $0.01	Tax liability	$22,063	-2,611	-1.7%	$8.45	153,441	03 Dec 2021	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes 137,943 restricted stock units that will convert to common stock on a one-for-one basis. The restricted stock units are subject to time vesting, with 8,170 of such restricted stock units vesting on each of February 1, 2023, February 1, 2024, February 1, 2025 and February 1, 2026, 26,316 of such restricted stock units vesting on each of February 3, 2022, February 3, 2023, February 3, 2024, and 26,315 of such restricted stock units vesting on February 3, 2025.

Content

Includes 137,943 restricted stock units that will convert to common stock on a one-for-one basis. The restricted stock units are subject to time vesting, with 8,170 of such restricted stock units vesting on each of February 1, 2023, February 1, 2024, February 1, 2025 and February 1, 2026, 26,316 of such restricted stock units vesting on each of February 3, 2022, February 3, 2023, February 3, 2024, and 26,315 of such restricted stock units vesting on February 3, 2025.