Anthony Prentice - 01 Dec 2021 Form 4 Insider Report for Sema4 Holdings Corp. (WGS)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
03 Dec 2021, 18:01:59 UTC
Prior SEC filing
02 Nov 2021
Next SEC filing
13 Dec 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Daniel Clark, Attorney-in-Fact

Key filing fact

Anthony Prentice filed Form 4 for Sema4 Holdings Corp. (WGS) on 03 Dec 2021.

Key facts

  • This page summarizes Anthony Prentice's Form 4 filing for Sema4 Holdings Corp. (WGS).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 03 Dec 2021, 18:01.

Change

  • Previous filing in this sequence was filed on 02 Nov 2021.
  • Current net transaction value: +$21,930.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

WGSWW transaction

Class A Common Stock

Award

Transaction value
$37,855
Shares
+6,257
Change %
+270%
Price
$6.05
Shares after
8,577
Date
01 Dec 2021
Ownership
Direct
Footnotes
F1
WGSWW transaction

Class A Common Stock

Tax liability

Transaction value
$15,925
Shares
-2,885
Change %
-35%
Price
$5.52
Shares after
5,293
Date
01 Dec 2021
Ownership
Direct
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The indicated shares were issued to Reporting Person as a stock bonus in connection with the elimination of Issuer's sabbatical leave program, in which all employees of Issuer hired on or before June 30, 2021 were provided an opportunity to receive a stock bonus in lieu of their continued eligibility to take sabbatical leave. The stock bonus was fully vested as of the date of issuance.

Footnote F2

Represents the number of shares required to be sold by the Reporting Person to cover certain tax obligation in connection with the stock bonus granted to the reporting person. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.51 to $5.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

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