Guy Chiarello - Dec 3, 2021 Form 4 Insider Report for FISERV INC (FI)

Role
Chief Operating Officer
Signature
/s/ Eric C. Nelson (attorney-in-fact)
Stock symbol
FI
Transactions as of
Dec 3, 2021
Transactions value $
-$3,818,400
Form type
4
Date filed
12/3/2021, 04:25 PM
Previous filing
Aug 23, 2021
Next filing
Dec 8, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FI Common Stock Options Exercise $2.19M +60K +30.4% $36.54 257K Dec 3, 2021 Direct
transaction FI Common Stock Sale -$6.01M -60K -23.31% $100.18 197K Dec 3, 2021 Direct F1
holding FI Common Stock 26.1K Dec 3, 2021 By Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FI Employee Stock Option (right to buy) Options Exercise $0 -60K -24.07% $0.00 189K Dec 3, 2021 Common Stock 60K $36.54 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $100.00 to $100.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 Held by The Guy Chiarello 2020 Trust for the benefit of the reporting person's spouse and children and of which the reporting person's spouse serves as trustee and the reporting person serves as investment advisor.
F3 This option vested in five equal installments on each anniversary of the grant date, July 11, 2013.