Kent W. Ziegler - Dec 1, 2021 Form 4 Insider Report for AXIS CAPITAL HOLDINGS LTD (AXS)

Role
Principal Acct Off, Controller
Signature
G. Christina Gray-Trefry, Attorney-in-Fact
Stock symbol
AXS
Transactions as of
Dec 1, 2021
Transactions value $
-$36,559
Form type
4
Date filed
12/2/2021, 04:58 PM
Previous filing
Jan 26, 2023
Next filing
Jan 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXS Common Shares Options Exercise $0 +1.12K +6.6% $0.00 18.1K Dec 1, 2021 Direct
transaction AXS Common Shares Disposed to Issuer -$27.8K -559 -3.1% $49.74 17.5K Dec 1, 2021 Direct
transaction AXS Common Shares Tax liability -$8.75K -176 -1.01% $49.74 17.3K Dec 1, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXS Restricted Stock Units Options Exercise $0 -1.12K -50% $0.00 1.12K Dec 1, 2021 Common Shares 1.12K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).
F2 The restricted stock units vest in four equal annual installments beginning December 1, 2019.