Key facts
- This page summarizes Mark Pearson's Form 4 filing for Equitable Holdings, Inc. (EQH).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 02 Dec 2021, 15:15.
Mark Pearson - 01 Dec 2021 Form 4 Insider Report for Equitable Holdings, Inc. (EQH)
- Reporting relationship
- President and CEO, Director
- Issuer ticker
- EQH
- Reported as of
- 01 Dec 2021
- Net transaction value
- -$473,569
- SEC form
- 4
- Accepted by SEC
- 02 Dec 2021, 15:15:12 UTC
- Prior SEC filing
- 02 Nov 2021
- Next SEC filing
- 08 Dec 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Ralph Petruzzo as attorney-in-fact for Mark Pearson
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Mark Pearson filed Form 4 for Equitable Holdings, Inc. (EQH) on 02 Dec 2021.
Change
- Previous filing in this sequence was filed on 02 Nov 2021.
- Current net transaction value: -$473,569.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
EQH
transaction
Common Stock
Sale
- Transaction value
- $231,550
- Shares
- -7,452
- Change %
- -2.1%
- Price
- $31.07
- Shares after
- 339,832
- Date
- 01 Dec 2021
- Ownership
- Direct
- Footnotes
- F1, F2, F3
EQH
transaction
Common Stock
Sale
- Transaction value
- $242,019
- Shares
- -7,548
- Change %
- -2.2%
- Price
- $32.06
- Shares after
- 332,284
- Date
- 01 Dec 2021
- Ownership
- Direct
- Footnotes
- F1, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021.
Footnote F2
This transaction was executed in multiple trades at prices ranging from $30.5700 to $31.5600.The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F3
Total includes RSUs.
Footnote F4
This transaction was executed in multiple trades at prices ranging from $31.6000 to $32.3700.The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.