Jeffrey J. Hurd - 01 Dec 2021 Form 4 Insider Report for Equitable Holdings, Inc. (EQH)

Role
COO
Signature
/s/ Ralph Petruzzo as attorney-in-fact for Jeffrey J. Hurd
Issuer symbol
EQH
Transactions as of
01 Dec 2021
Net transactions value
-$164,826
Form type
4
Filing time
02 Dec 2021, 15:15:08 UTC
Previous filing
02 Nov 2021
Next filing
08 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EQH Common Stock Options Exercise $66,246 +3,535 +5.6% $18.74 66,127 01 Dec 2021 Direct F1, F2
transaction EQH Common Stock Options Exercise $244,663 +11,465 +17% $21.34 77,592 01 Dec 2021 Direct F1, F2
transaction EQH Common Stock Sale $174,846 -5,628 -7.3% $31.07 71,964 01 Dec 2021 Direct F1, F2, F3
transaction EQH Common Stock Sale $300,889 -9,372 -13% $32.11 62,592 01 Dec 2021 Direct F1, F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EQH Employee Stock Option (right to buy) Options Exercise $0 -3,535 -1.4% $0.000000 251,298 01 Dec 2021 Common Stock 3,535 $18.74 Direct F1, F5
transaction EQH Employee Stock Option (right to buy) Options Exercise $0 -11,465 -4.6% $0.000000 239,833 01 Dec 2021 Common Stock 11,465 $21.34 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021.
F2 Includes restricted stock units.
F3 This transaction was executed in multiple trades at prices ranging from $30.5800 to $31.5600. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 This transaction was executed in multiple trades at prices ranging from $31.6000 to $32.3900. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 The options vested/vest in three equal annual installments beginning on February 14, 2020.
F6 The options vested/vest in three equal annual installments beginning on March 1, 2019.