Gordon S. Weber - Nov 30, 2021 Form 4 Insider Report for SURMODICS INC (SRDX)

Role
Sr. VP of Legal, GC and Sec.
Signature
/s/ John Manders, on behalf of Gordon S. Weber
Stock symbol
SRDX
Transactions as of
Nov 30, 2021
Transactions value $
-$19,153
Form type
4
Date filed
12/2/2021, 02:11 PM
Previous filing
May 14, 2021
Next filing
May 13, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SRDX Common Stock Tax liability -$19.2K -436 -6.1% $43.93 6.71K Nov 30, 2021 Direct F1
transaction SRDX Common Stock Award $0 +4.55K +67.81% $0.00 11.3K Nov 30, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SRDX Employee Stock Option (right to buy) Award $0 +18.3K $0.00 18.3K Nov 30, 2021 Common Stock 18.3K $43.93 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 194 shares acquired through the Employee Stock Purchase Plan for the phase ending August 31, 2021.
F2 The award vests in four equal installments on each of the first four anniversaries of the November 30, 2021 grant date.