Gordon S. Weber - 30 Nov 2021 Form 4 Insider Report for SURMODICS INC (SRDX)

Role: Sr. VP of Legal, GC and Sec.
Signature: /s/ John Manders, on behalf of Gordon S. Weber
Issuer symbol: SRDX
Transactions as of: 30 Nov 2021
Net transactions value: -$19,153
Form type: 4
Filing time: 02 Dec 2021, 14:11:01 UTC
Previous filing: 14 May 2021
Next filing: 13 May 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SRDX	Common Stock	Tax liability	$19,153	-436	-6.1%	$43.93	6,713	30 Nov 2021	Direct	F1
transaction	SRDX	Common Stock	Award	$0	+4,552	+68%	$0.000000	11,265	30 Nov 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SRDX	Employee Stock Option (right to buy)	Award	$0	+18,337		$0.000000	18,337	30 Nov 2021	Common Stock	18,337	$43.93	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes 194 shares acquired through the Employee Stock Purchase Plan for the phase ending August 31, 2021.
F2	The award vests in four equal installments on each of the first four anniversaries of the November 30, 2021 grant date.