Timothy J. Arens - 30 Nov 2021 Form 4 Insider Report for SURMODICS INC (SRDX)

Role: Chief Financial Officer
Signature: /s/ John Manders on behalf of Timothy J. Arens
Issuer symbol: SRDX
Transactions as of: 30 Nov 2021
Net transactions value: -$28,554
Form type: 4
Filing time: 02 Dec 2021, 14:06:36 UTC
Previous filing: 29 Nov 2021
Next filing: 17 May 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SRDX	Common Stock	Tax liability	$28,554	-650	-1.1%	$43.93	60,043	30 Nov 2021	Direct
transaction	SRDX	Common Stock	Award	$0	+4,552	+7.6%	$0.000000	64,595	30 Nov 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SRDX	Employee Stock Option (right to buy)	Award	$0	+18,337		$0.000000	18,337	30 Nov 2021	Common Stock	18,337	$43.93	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The award vests in four equal installments on each of the first four anniversaries of the November 30, 2021 grant date.