Timothy J. Arens - Nov 30, 2021 Form 4 Insider Report for SURMODICS INC (SRDX)

Role
Chief Financial Officer
Signature
/s/ John Manders on behalf of Timothy J. Arens
Stock symbol
SRDX
Transactions as of
Nov 30, 2021
Transactions value $
-$28,555
Form type
4
Date filed
12/2/2021, 02:06 PM
Previous filing
Nov 29, 2021
Next filing
May 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SRDX Common Stock Tax liability -$28.6K -650 -1.07% $43.93 60K Nov 30, 2021 Direct
transaction SRDX Common Stock Award $0 +4.55K +7.58% $0.00 64.6K Nov 30, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SRDX Employee Stock Option (right to buy) Award $0 +18.3K $0.00 18.3K Nov 30, 2021 Common Stock 18.3K $43.93 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The award vests in four equal installments on each of the first four anniversaries of the November 30, 2021 grant date.