Nora A. Aufreiter - Dec 1, 2021 Form 4 Insider Report for KROGER CO (KR)

Role
Director
Signature
/s/ Nora A. Aufreiter, by Dorothy D. Roberts, Attorney-in-Fact
Stock symbol
KR
Transactions as of
Dec 1, 2021
Transactions value $
$2,045
Form type
4
Date filed
12/2/2021, 12:40 PM
Previous filing
Sep 2, 2021
Next filing
Mar 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding KR Common Stock 34.6K Dec 1, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KR Phantom Stock - Incentive Shares Award $2.04K +50.9 +0.52% $40.21 9.79K Dec 1, 2021 Common Stock 50.9 $0.00 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.
F2 Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.
F3 Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.