Frederic H. Moll - Nov 30, 2021 Form 4 Insider Report for Shockwave Medical, Inc. (SWAV)

Role
Director
Signature
/s/ Wade Estey, as attorney in fact for Frederic H. Moll
Stock symbol
SWAV
Transactions as of
Nov 30, 2021
Transactions value $
$6,000
Form type
4
Date filed
12/1/2021, 04:29 PM
Previous filing
Sep 21, 2021
Next filing
Jun 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWAV Common Stock Options Exercise $6K +12.3K +4.4% $0.49* 292K Nov 30, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SWAV Stock Option Options Exercise $0 -12.3K -100% $0.00* 0 Nov 30, 2021 Common Stock 12.3K $0.49 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Twenty-five percent of the shares subject to the option vested on 6/21/2012 and the balance of the shares vested in equal monthly installments thereafter for 36 months.