Frederic H. Moll - 30 Nov 2021 Form 4 Insider Report for Shockwave Medical, Inc.

Role
Director
Signature
/s/ Wade Estey, as attorney in fact for Frederic H. Moll
Issuer symbol
N/A
Transactions as of
30 Nov 2021
Net transactions value
+$6,000
Form type
4
Filing time
01 Dec 2021, 16:29:22 UTC
Previous filing
21 Sep 2021
Next filing
09 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWAV Common Stock Options Exercise $6,000 +12,295 +4.4% $0.4880* 291,724 30 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SWAV Stock Option Options Exercise $0 -12,295 -100% $0.000000* 0 30 Nov 2021 Common Stock 12,295 $0.4880 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Twenty-five percent of the shares subject to the option vested on 6/21/2012 and the balance of the shares vested in equal monthly installments thereafter for 36 months.