Helion Venture Partners LLC - 29 Nov 2021 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Role
10%+ Owner
Signature
Helion Venture Partners, LLC, By: /s/ Dourvesh Kumar Chumun, Director
Issuer symbol
PUBM
Transactions as of
29 Nov 2021
Net transactions value
$0
Form type
4
Filing time
01 Dec 2021, 15:10:13 UTC
Previous filing
17 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PUBM Class A Common Stock Conversion of derivative security $0 +2,611,126 $0.000000 2,611,126 29 Nov 2021 Direct F1
transaction PUBM Class A Common Stock Other $0 -2,611,126 -100% $0.000000* 0 29 Nov 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PUBM Class B Common Stock Conversion of derivative security $0 -2,611,126 -52% $0.000000 2,407,181 29 Nov 2021 Class A Common Stock 2,611,126 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Helion Venture Partners LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 These shares of Class B common stock were converted on a one-for-one basis into Class A common stock.
F2 Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Helion Venture Partners LLC to its members without additional consideration.
F3 Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.