| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PLTR | Class A Common Stock | Conversion of derivative security | +347K | +58585.47% | 347K | Nov 22, 2021 | Direct | F1, F2 | ||
| transaction | PLTR | Class A Common Stock | Sale | -$5.21M | -251K | -72.34% | $20.75 | 96.1K | Nov 22, 2021 | Direct | F1, F3 |
| transaction | PLTR | Class A Common Stock | Sale | -$106K | -4.95K | -5.15% | $21.45 | 91.1K | Nov 22, 2021 | Direct | F1, F4 |
| transaction | PLTR | Class A Common Stock | Sale | -$1.84M | -90.6K | -99.35% | $20.36 | 592 | Nov 23, 2021 | Direct | F1, F5 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PLTR | Class B Common Stock | Conversion of derivative security | $0 | -347K | -3.16% | $0.00 | 10.6M | Nov 22, 2021 | Class A Common Stock | 347K | Direct | F1, F2 |
| Id | Content |
|---|---|
| F1 | This transaction is part of a related series of transactions. The Reporting Person converted 346,826 shares of Class B Common Stock to Class A Common Stock on November 22, 2021, immediately sold 256,270 shares of Class A Common Stock, and then sold 90,556 of the resulting shares of Class A Common Stock on November 23, 2021. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting of restricted stock units on November 20, 2021 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan. |
| F2 | The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. |
| F3 | This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $20.19 to $21.185. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (4) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| F4 | This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $21.19 to $21.52. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (3) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| F5 | This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $20.06 to $21.03. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
Officer title: President and Secretary