Jamie C. Gollotto - 22 Nov 2021 Form 4 Insider Report for BrightView Holdings, Inc. (BV)

Role: President, Seasonal
Signature: /s/ Jonathan M. Gottsegen, as Attorney-in-Fact
Issuer symbol: BV
Transactions as of: 22 Nov 2021
Net transactions value: -$14,865
Form type: 4
Filing time: 24 Nov 2021, 17:01:19 UTC
Previous filing: 22 Nov 2021
Next filing: 30 Nov 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BV	Common Stock	Options Exercise		+1,254	+3%		42,496	22 Nov 2021	Direct	F1, F2
transaction	BV	Common Stock	Options Exercise		+2,056	+4.8%		44,552	22 Nov 2021	Direct	F1, F2
transaction	BV	Common Stock	Tax liability	$5,910	-394	-0.88%	$15.00	44,158	22 Nov 2021	Direct	F2, F3
transaction	BV	Common Stock	Tax liability	$8,955	-597	-1.4%	$15.00	43,561	22 Nov 2021	Direct	F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	BV	Restricted Stock Units	Options Exercise	$0	-1,254	-33%	$0.000000	2,508	22 Nov 2021	Common Stock	1,254		Direct	F4, F5, F6
transaction	BV	Restricted Stock Units	Options Exercise	$0	-2,056	-100%	$0.000000^*	0	22 Nov 2021	Common Stock	2,056		Direct	F4, F7, F8

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.
F2	Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.
F3	Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 22, 2021.
F4	Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).
F5	Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 22, 2020.
F6	The number of restricted stock units remaining reflects the correction of an error in the Reporting Person's Form 4 filed on November 23, 2020 (the "2020 Form 4"), in which 1,253 restricted stock units should have been deducted from 5,015 unvested restricted stock units held prior to the vesting event reported.
F7	Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two installments beginning on November 22, 2020.
F8	The number of restricted stock units remaining reflects the correction of an error in the 2020 Form 4, in which 1,944 restricted stock units should have been deducted from 4,000 unvested restricted stock units held prior to the vesting event reported.