Jeffrey R. Herold - Nov 22, 2021 Form 4 Insider Report for BrightView Holdings, Inc. (BV)

Role
COO Maint.;Pres-Evergreen West
Signature
/s/ Jonathan M. Gottsegen, as Attorney-in-Fact
Stock symbol
BV
Transactions as of
Nov 22, 2021
Transactions value $
$0
Form type
4
Date filed
11/24/2021, 05:00 PM
Previous filing
Nov 22, 2021
Next filing
Nov 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BV Common Stock Options Exercise +4.31K +1.89% 233K Nov 22, 2021 Direct F1, F2
transaction BV Common Stock Options Exercise +1.49K +0.64% 234K Nov 22, 2021 Direct F1, F2
holding BV Common Stock 147K Nov 22, 2021 By Herold Credit Trust
holding BV Common Stock 119K Nov 22, 2021 By Herold Marital Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BV Restricted Stock Units Options Exercise $0 -4.31K -33.33% $0.00 8.62K Nov 22, 2021 Common Stock 4.31K Direct F3, F4
transaction BV Restricted Stock Units Options Exercise $0 -1.49K -100% $0.00* 0 Nov 22, 2021 Common Stock 1.49K Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.
F2 Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).
F4 Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 22, 2020.
F5 Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two installments beginning on November 22, 2020.

Remarks:

The Reporting Person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of his pecuniary interest therein.