Neil Lawrence Underwood - 22 Nov 2021 Form 4 Insider Report for Live Oak Bancshares, Inc. (LOB)

Role
President, Director
Signature
/s/ Jonathan A. Greene, by Power of Attorney
Issuer symbol
LOB
Transactions as of
22 Nov 2021
Net transactions value
-$7,722,148
Form type
4
Filing time
24 Nov 2021, 15:11:56 UTC
Previous filing
31 Aug 2021
Next filing
01 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LOB Voting Common Stock Sale $5,938,562 -61,605 -4.1% $96.40 1,440,543 22 Nov 2021 By Neil L. Underwood Revocable Trust F1
transaction LOB Voting Common Stock Sale $1,104,091 -11,319 -0.79% $97.54 1,429,224 22 Nov 2021 By Neil L. Underwood Revocable Trust F2
transaction LOB Voting Common Stock Sale $679,495 -6,929 -0.48% $98.07 1,422,295 22 Nov 2021 By Neil L. Underwood Revocable Trust F3
holding LOB Voting Common Stock 155,086 22 Nov 2021 By Linda D. Underwood Revocable Trust F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $96.00 to $96.99. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
F2 This transaction was executed in multiple trades at prices ranging from $97.00 to $97.99. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
F3 This transaction was executed in multiple trades at prices ranging from $98.00 to $98.37. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
F4 Includes 105,086 shares previously reported as held by the Neil L. Underwood Revocable Trust. The reporting person has transferred these shares to the Linda D. Underwood Revocable Trust.