James E. DeVries - 22 Nov 2021 Form 4 Insider Report for NORDSON CORP (NDSN)

Role: Executive Vice President
Signature: Jennifer L. McDonough on behalf of James E. DeVries
Issuer symbol: NDSN
Transactions as of: 22 Nov 2021
Net transactions value: +$1,318,781
Form type: 4
Filing time: 24 Nov 2021, 13:53:49 UTC
Previous filing: 03 Sep 2021
Next filing: 02 Dec 2021
SEC: View on sec.gov

Quoteable Key Fact

"James E. DeVries filed Form 4 for NORDSON CORP (NDSN) on 24 Nov 2021."

Quick Takeaways

This page summarizes James E. DeVries's Form 4 filing for NORDSON CORP (NDSN).
3 reported transactions and 10 derivative rows are listed below.
Filing timestamp: 24 Nov 2021, 13:53.

What Changed

Previous filing in this sequence was filed on 03 Sep 2021.
Current net transaction value: +$1,318,781.

Why This Matters

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Source Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Transactions Table

NDSN transaction

Common Stock

Award

Transaction value: $145,793
Shares: +545
Change %: +1.2%
Price: $267.51
Shares after: 46,923
Date: 22 Nov 2021
Ownership: Direct
Footnotes: F1

NDSN transaction

Common Stock

Tax liability

Transaction value: $24,387
Shares: -91
Change %: -0.19%
Price: $267.99
Shares after: 46,832
Date: 23 Nov 2021
Ownership: Direct
Footnotes: F2

NDSN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,211
Date: 22 Nov 2021
Ownership: By Company Savings Plan
Footnotes: F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

NDSN transaction Derivative

Employee Stock Options (right to buy)

Award

Transaction value: $1,197,375
Shares: +4,476
Change %
Price: $267.51
Shares after: 4,476
Date: 22 Nov 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 4,476
Exercise price: $267.51
Footnotes: F8, F9

NDSN holding Derivative

Employee Stock Options (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 4,500
Date: 22 Nov 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 4,500
Exercise price: $61.59
Footnotes: F4

NDSN holding Derivative

Employee Stock Options (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 5,200
Date: 22 Nov 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 5,200
Exercise price: $71.75
Footnotes: F4

NDSN holding Derivative

Employee Stock Options (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 5,800
Date: 22 Nov 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 5,800
Exercise price: $79.66
Footnotes: F4

NDSN holding Derivative

Employee Stock Options (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 9,100
Date: 22 Nov 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 9,100
Exercise price: $70.91
Footnotes: F4

NDSN holding Derivative

Employee Stock Options (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 6,600
Date: 22 Nov 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 6,600
Exercise price: $107.65
Footnotes: F4

NDSN holding Derivative

Employee Stock Options (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 6,500
Date: 22 Nov 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 6,500
Exercise price: $127.67
Footnotes: F4

NDSN holding Derivative

Employee Stock Options (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 6,100
Date: 22 Nov 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 6,100
Exercise price: $124.90
Footnotes: F5

NDSN holding Derivative

Employee Stock Options (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 6,175
Date: 22 Nov 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 6,175
Exercise price: $165.21
Footnotes: F6

NDSN holding Derivative

Employee Stock Options (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 5,200
Date: 22 Nov 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 5,200
Exercise price: $201.50
Footnotes: F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On November 22, 2021, the Company awarded 545 restricted share units under the Company's 2021 Stock Incentive and Award Plan. One-third of the restricted share units will vest on each November 22, 2022, 2023, and 2024, unless, with certain exceptions, the reporting person ceases to be an employee prior to the vesting date.
F2	On November 23, 2020, the Company awarded 600 restricted share units under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted share units vest on each November 23, 2021, 2022, and 2023. 91 of the 200 share units that vested November 23, 2021 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.
F3	Represents the number of shares attributable to the reporting person's participation in the Company Savings Plan, exempt pursuant to Rule 16b-3(c).
F4	All such options have fully vested.
F5	The options vest in 4 equal annual installments beginning on November 26, 2019.
F6	The options vest in 4 equal annual installments beginning on November 25, 2020.
F7	The options vest in 4 equal annual installments beginning on November 23, 2021.
F8	On November 22, 2021, the Company awarded 4,476 stock options under the Company's 2021 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 22, 2022. The vested portions of such options will become exercisable upon vesting.
F9	The options vest in 4 equal annual installments beginning on November 22, 2022.