Jeffrey A. Pembroke - Nov 22, 2021 Form 4 Insider Report for NORDSON CORP (NDSN)

Role
Executive Vice President
Signature
Jennifer L. McDonough on behalf of Jeffrey A. Pembroke
Stock symbol
NDSN
Transactions as of
Nov 22, 2021
Transactions value $
$2,132,255
Form type
4
Date filed
11/24/2021, 01:31 PM
Previous filing
Sep 3, 2021
Next filing
Dec 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NDSN Common Stock Award $236K +881 +5.68% $267.51 16.4K Nov 22, 2021 Direct F1, F2
transaction NDSN Common Stock Tax liability -$37.8K -141 -0.86% $267.99 16.3K Nov 23, 2021 Direct F3
holding NDSN Common Stock 143 Nov 22, 2021 By Company Savings Plan F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NDSN Employee Stock Options (right to buy) Award $1.93M +7.23K $267.51 7.23K Nov 22, 2021 Common Stock 7.23K $267.51 Direct F10, F11
holding NDSN Employee Stock Options (right to buy) 1.8K Nov 22, 2021 Common Stock 0 $79.66 Direct F5
holding NDSN Employee Stock Options (right to buy) 3.2K Nov 22, 2021 Common Stock 0 $70.91 Direct F5
holding NDSN Employee Stock Options (right to buy) 6.5K Nov 22, 2021 Common Stock 6.5K $107.65 Direct F5
holding NDSN Employee Stock Options (right to buy) 8.4K Nov 22, 2021 Common Stock 8.4K $127.67 Direct F5
holding NDSN Employee Stock Options (right to buy) 8.3K Nov 22, 2021 Common Stock 8.3K $124.90 Direct F6
holding NDSN Employee Stock Options (right to buy) 8.8K Nov 22, 2021 Common Stock 8.8K $165.21 Direct F7
holding NDSN Employee Stock Options (right to buy) 860 Nov 22, 2021 Common Stock 860 $138.59 Direct F8
holding NDSN Employee Stock Options (right to buy) 8.15K Nov 22, 2021 Common Stock 8.15K $201.50 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 22, 2021, the Company awarded 881 restricted share units under the Company's 2021 Stock Incentive and Award Plan. One-third of the restricted share units will vest on each November 22, 2022, 2023, and 2024, unless, with certain exceptions, the reporting person ceases to be an employee prior to the vesting date.
F2 The total holdings include 9 shares accrued from dividend payments through participation in the Company's Amended and Restated 2005 Deferred Compensation Plan.
F3 On November 23, 2020, the Company awarded 930 restricted share units under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted share units vest on each November 23, 2021, 2022, and 2023. 141 of the 310 share units that vested November 23, 2021 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.
F4 Represents the number of shares attributable to the reporting person's participation in the Company Savings Plan, exempt pursuant to Rule 16b-3(c).
F5 All such options have fully vested.
F6 The options vest in 4 equal annual installments beginning on November 26, 2019.
F7 The options vest in 4 equal annual installments beginning on November 25, 2020.
F8 The options vest in 4 equal annual installments beginning on March 30, 2021.
F9 The options vest in 4 equal annual installments beginning on November 23, 2021.
F10 On November 22, 2021, the Company awarded 7,231 stock options under the Company's 2021 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 22, 2022. The vested portions of such options will become exercisable upon vesting.
F11 The options vest in 4 equal annual installments beginning on November 22, 2022.