Elizabeth Crain - 19 Nov 2021 Form 4 Insider Report for Moelis & Co (MC)

Role
Chief Operating Officer, Director
Signature
/s/ Osamu Watanabe as attorney-in-fact for Elizabeth Crain
Issuer symbol
MC
Transactions as of
19 Nov 2021
Net transactions value
$0
Form type
4
Filing time
23 Nov 2021, 20:31:09 UTC
Previous filing
21 Sep 2021
Next filing
03 Dec 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2016 Incentive RSUs Award $0 +259 +4.6% $0.000000 5,870 19 Nov 2021 Class A Common Stock 259 $0.000000 Direct F1, F2
transaction MC 2017 Incentive RSUs Award $0 +500 +4.6% $0.000000 11,345 19 Nov 2021 Class A Common Stock 500 $0.000000 Direct F1, F3
transaction MC 2018 Incentive RSUs Award $0 +723 +4.6% $0.000000 16,411 19 Nov 2021 Class A Common Stock 723 $0.000000 Direct F1, F4
transaction MC 2019 Incentive RSUs Award $0 +1,598 +4.6% $0.000000 36,275 19 Nov 2021 Class A Common Stock 1,598 $0.000000 Direct F1, F5
transaction MC 2020 Incentive RSUs Award $0 +991 +4.6% $0.000000 22,496 19 Nov 2021 Class A Common Stock 991 $0.000000 Direct F1, F6
transaction MC 2020 Long Term Incentive Award Award $0 +406 +4.6% $0.000000 9,219 19 Nov 2021 Class A Common Stock 406 $0.000000 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F3 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F4 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F5 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F6 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F7 Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.