Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | VCTR | Common Stock | Conversion of derivative security | +289K | +2888.61% | 299K | Nov 23, 2021 | See Footnote | F1, F2 | ||
transaction | VCTR | Common Stock | Conversion of derivative security | +132K | 132K | Nov 23, 2021 | Direct | F1 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | VCTR | Class B Common Stock | Conversion of derivative security | -132K | -100% | 0 | Nov 23, 2021 | Class A Common Stock | 132K | Direct | F1 | |||
transaction | VCTR | Class B Common Stock | Conversion of derivative security | -289K | -100% | 0 | Nov 23, 2021 | Class A Common Stock | 289K | See Footnote | F1, F2 |
Id | Content |
---|---|
F1 | On November 19, 2021, Victory Capital Holdings, Inc., the Company, held a special meeting of stockholders at which the stockholders approved an amendment to the Companys certificate of incorporation to convert all outstanding shares of Class B Common Stock into an equal number of shares of Class A Common Stock on a one-for-one basis, the Conversion. The Conversion was effective on November 23, 2021, upon the Companys filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware. |
F2 | These securities are held directly by ADR Partners, which is controlled by Mr. Rappaport. Mr. Rappaport disclaims beneficial ownership of the shares held by ADR Partners except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Rappaport is the beneficial owner of the shares held by ADR Partners. |