Michael Dennis Policarpo - Nov 23, 2021 Form 4 Insider Report for Victory Capital Holdings, Inc. (VCTR)

Role
President, CFO & CAO
Signature
/s/ Nina Gupta, attorney-in-fact for Mr. Policarpo
Stock symbol
VCTR
Transactions as of
Nov 23, 2021
Transactions value $
$0
Form type
4
Date filed
11/23/2021, 06:50 PM
Previous filing
Nov 22, 2021
Next filing
Jan 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VCTR Common Stock Conversion of derivative security +759K +10115.77% 766K Nov 23, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VCTR Class B Common Stock Conversion of derivative security -759K -100% 0 Nov 23, 2021 Class A Common Stock 759K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 19, 2021, Victory Capital Holdings, Inc., the Company, held a special meeting of stockholders at which the stockholders approved an amendment to the Companys certificate of incorporation to convert all outstanding shares of Class B Common Stock into an equal number of shares of Class A Common Stock on a one-for-one basis, the Conversion. The Conversion was effective on November 23, 2021, upon the Companys filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware.