| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SG | Common Stock | Options Exercise | $328,625 | +68,750 | +12% | $4.78 | 647,750 | 28 Jun 2021 | Direct | |
| transaction | SG | Common Stock | Gift | $0 | -125,000 | -19% | $0.000000 | 522,750 | 30 Jul 2021 | Direct | |
| transaction | SG | Common Stock | Gift | $0 | +125,000 | $0.000000 | 125,000 | 30 Jul 2021 | See footnote | F1 | |
| transaction | SG | Common Stock | Gift | $0 | -125,000 | -24% | $0.000000 | 397,750 | 30 Jul 2021 | Direct | |
| transaction | SG | Common Stock | Gift | $0 | +125,000 | $0.000000 | 125,000 | 30 Jul 2021 | See footnote | F2 | |
| transaction | SG | Common Stock | Award | $0 | -200,000 | -25% | $0.000000 | 597,750 | 24 Oct 2021 | Direct | F3 |
| transaction | SG | Common Stock | Conversion of derivative security | +70,909 | +945% | 78,409 | 21 Nov 2021 | By Family Trust | F4 | ||
| transaction | SG | Common Stock | Other | -78,409 | -100% | 0 | 22 Nov 2021 | By Family Trust | F5 | ||
| transaction | SG | Class A Common Stock | Other | +78,409 | 78,409 | 22 Nov 2021 | By Family Trust | F5 | |||
| transaction | SG | Common Stock | Conversion of derivative security | +4,937 | +197% | 7,437 | 21 Nov 2021 | By Daughter's Trust | F4 | ||
| transaction | SG | Common Stock | Other | -7,437 | -100% | 0 | 22 Nov 2021 | By Daughter's Trust | F5 | ||
| transaction | SG | Class A Common Stock | Other | +7,437 | 7,437 | 22 Nov 2021 | By Daughter's Trust | F5 | |||
| transaction | SG | Common Stock | Other | -125,000 | -100% | 0 | 22 Nov 2021 | See footnote | F1, F5 | ||
| transaction | SG | Class A Common Stock | Other | +125,000 | 125,000 | 22 Nov 2021 | See footnote | F1, F5 | |||
| transaction | SG | Common Stock | Other | -125,000 | -100% | 0 | 22 Nov 2021 | See footnote | F2, F5 | ||
| transaction | SG | Class A Common Stock | Other | +125,000 | 125,000 | 21 Nov 2021 | See footnote | F2, F5 | |||
| transaction | SG | Common Stock | Other | -597,750 | -100% | 0 | 22 Nov 2021 | Direct | F5 | ||
| transaction | SG | Class A Common Stock | Other | -597,750 | -50% | 597,750 | 22 Nov 2021 | Direct | F5, F6 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SG | Stock Option (Right to Buy) | Award | $0 | +250,000 | $0.000000 | 250,000 | 16 Jun 2021 | Common Stock | 250,000 | $10.76 | Direct | F7 | |
| transaction | SG | Stock Option (Right to Buy) | Options Exercise | $0 | -68,750 | -46% | $0.000000 | 81,250 | 28 Jun 2021 | Common Stock | 68,750 | $4.78 | Direct | F8 |
| transaction | SG | Series C Preferred Stock | Conversion of derivative security | $0 | -30,909 | -100% | $0.000000* | 0 | 21 Nov 2021 | Common Stock | 30,909 | By Family Trust | F4 | |
| transaction | SG | Series C Preferred Stock | Conversion of derivative security | $0 | -2,937 | -100% | $0.000000* | 0 | 21 Nov 2021 | Common Stock | 2,937 | By Daughter's Trust | F4 | |
| transaction | SG | Series G Preferred Stock | Conversion of derivative security | $0 | -40,000 | -100% | $0.000000* | 0 | 21 Nov 2021 | Common Stock | 40,000 | By Family Trust | F4 | |
| transaction | SG | Series G Preferred Stock | Conversion of derivative security | $0 | -2,000 | -100% | $0.000000* | 0 | 21 Nov 2021 | Common Stock | 2,000 | By Daughter's Trust | F4 | |
| transaction | SG | Stock Option (Right to Buy) | Other | $0 | -150,000 | -100% | $0.000000* | 0 | 22 Nov 2021 | Common Stock | 150,000 | $7.77 | Direct | F5, F9 |
| transaction | SG | Stock Option (Right to Buy) | Other | $0 | +150,000 | $0.000000 | 150,000 | 22 Nov 2021 | Class A Common Stock | 150,000 | $7.77 | Direct | F5, F9 | |
| transaction | SG | Stock Option (Right to Buy) | Other | $0 | -30,000 | -100% | $0.000000* | 0 | 22 Nov 2021 | Common Stock | 30,000 | $7.77 | Direct | F5, F10 |
| transaction | SG | Stock Option (Right to Buy) | Other | $0 | +30,000 | $0.000000 | 30,000 | 22 Nov 2021 | Class A Common Stock | 30,000 | $7.77 | Direct | F5, F10 | |
| transaction | SG | Stock Option (Right to Buy) | Other | $0 | -81,250 | -100% | $0.000000* | 0 | 22 Nov 2021 | Common Stock | 81,250 | $4.78 | Direct | F5, F8 |
| transaction | SG | Stock Option (Right to Buy) | Other | $0 | +81,250 | $0.000000 | 81,250 | 22 Nov 2021 | Class A Common Stock | 81,250 | $4.78 | Direct | F5, F8 | |
| transaction | SG | Stock Option (Right to Buy) | Other | $0 | -250,000 | -100% | $0.000000* | 0 | 22 Nov 2021 | Common Stock | 250,000 | $10.76 | Direct | F5, F7 |
| transaction | SG | Stock Option (Right to Buy) | Other | $0 | +250,000 | $0.000000 | 250,000 | 22 Nov 2021 | Class A Common Stock | 250,000 | $10.76 | Direct | F5, F7 |
| Id | Content |
|---|---|
| F1 | The shares are held by Donald Spetner, Trustee of The IMCR GRAT, dated July 27, 2021. |
| F2 | The shares are held by Donald Spetner, Trustee of The MRCR GRAT, dated July 27, 2021. |
| F3 | Represents restricted stock units ("RSUs") that are subject to both a time based vesting requirement and a liquidity event vesting requirement. The liquidity event vesting requirement was met upon the consummation of the initial public offering of the Issuer's Class A Common Stock (the "IPO"). The time based vesting requirement will be satisfied with respect to 25% of the shares on August 15, 2022 and with respect to the remainder of the shares in equal quarterly amounts over the following 36 months, subject to the reporting person's continuous service through each applicable vesting date. |
| F4 | The shares of Series C Preferred Stock and Series G Preferred Stock are convertible into shares of Common Stock on a 1:1 basis and have no expiration date. At 11:59 p.m. Eastern time the shares of Series C Preferred Stock and Series G Preferred Stock automatically converted into shares of Common Stock in connection with the IPO. |
| F5 | Each share of Common Stock was reclassified into one share of Class A Common Stock immediately prior to the completion of the IPO. |
| F6 | Includes 200,000 shares subject to RSUs. |
| F7 | 25% of the shares vest on January 1, 2022, the one-year anniversary of the vesting commencement date, with the remainder of the shares vesting in 36 equal monthly installments thereafter, subject to the recipient's continuous service through each applicable vesting date. |
| F8 | The shares subject to the option are immediately exercisable and vest monthly over 24 months measured from June 30, 2020, subject to the reporting person's continuous service through each applicable vesting date. |
| F9 | The shares subject to the option are immediately exercisable and vest monthly over 36 months measured from January 1, 2019, subject to the reporting person's continuous service through each applicable vesting date. |
| F10 | Fully vested. |