S. Todd Swaringen - Nov 23, 2021 Form 4 Insider Report for UWHARRIE CAPITAL CORP (UWHR)

Role
Director
Signature
S. Todd Swaringen by Tamara M. Singletary, EVP, Uwharrie Capital Corp
Stock symbol
UWHR
Transactions as of
Nov 23, 2021
Transactions value $
$0
Form type
4
Date filed
11/23/2021, 04:08 PM
Previous filing
Jun 30, 2021
Next filing
Dec 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UWHR Common Stock (Held by Self) Other $0 +22 +2.88% $0.00 786 Nov 23, 2021 Direct F1, F2
transaction UWHR Common Stock Other $0 +59 +2.96% $0.00 2.05K Nov 23, 2021 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired as a result of a three percent (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-23-2021 as of Record Date 11-09-2021. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
F2 No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a three percent (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-23-2021 as of Record Date 11-09-2021.
F3 Held by Cede & Co., Depository for Pershing LLC Safekeeper for Stephen Todd Swaringen.