| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | EMMA | Common stock, $0.001 par value | Purchase | $20.9K | +15K | +0.14% | $1.39* | 10.9M | Nov 19, 2021 | Direct | F1, F2 |
| transaction | EMMA | Common stock, $0.001 par value | Purchase | $17.3K | +12K | +0.11% | $1.44* | 10.9M | Nov 22, 2021 | Direct | F2, F3 |
| holding | EMMA | Common stock, $0.001 par value | 92.8K | Nov 19, 2021 | By Hope International Hospice, Inc. | F4 | |||||
| holding | EMMA | Common stock, $0.001 par value | 63K | Nov 19, 2021 | By Soomi Niihara |
| Id | Content |
|---|---|
| F1 | The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.35 to $1.40, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) and in footnote (3) to this |
| F2 | The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. |
| F3 | The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.30 to $1.49, inclusive. |
| F4 | Hope International Hospice, Inc, is a California corporation of which Dr. Niihara and his wife are the sole shareholders and directors. |