Henrik Fisker - 18 Nov 2021 Form 4 Insider Report for Fisker Inc./DE

Role
President & CEO, Director
Signature
/s/ Henrik Fisker
Issuer symbol
N/A
Transactions as of
18 Nov 2021
Net transactions value
-$9,921,326
Form type
4
Filing time
22 Nov 2021, 17:04:46 UTC
Previous filing
11 Jun 2021
Next filing
14 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FSR Class A Common Stock Options Exercise $29,328 +488,800 +52% $0.0600* 1,430,318 18 Nov 2021 Held by the Mayfair Trust F1, F2
transaction FSR Class A Common Stock Sale $5,049,667 -254,024 -18% $19.88 1,176,294 18 Nov 2021 Held by the Mayfair Trust F1, F2, F3
transaction FSR Class A Common Stock Sale $3,646,034 -177,108 -15% $20.59 999,186 18 Nov 2021 Held by the Mayfair Trust F1, F2, F4
transaction FSR Class A Common Stock Sale $1,254,954 -57,668 -5.8% $21.76 941,518 18 Nov 2021 Held by the Mayfair Trust F1, F2, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FSR Stock Option (right to buy) Options Exercise $0 -488,800 -6.6% $0.000000 6,910,971 15 Nov 2021 Class A Common Stock 488,800 $0.0600 Held by the Mayfair Trust F1, F2, F6
holding FSR Stock Option (right to buy) 7,189,995 18 Nov 2021 Class A Common Stock 7,189,995 $0.0600 Held by the Mayfair Trust F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Persons as co-trustees of the Mayfair Trust on August 16, 2021.
F2 The Reporting Persons are co-trustees of the Mayfair Trust.
F3 The price reported herein is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.32 to $20.315, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported herein is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.32 to $21.315, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.32 to $22.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F6 The stock option is fully vested and immediately exercisable.

Remarks:

This Form 4 is being filed jointly by the two Reporting Persons and consolidates holdings that were previously reported separately by each Reporting Person.