| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | APVO | Common Stock | Sale | -$406K | -43.2K | -2.46% | $9.38* | 1.72M | Nov 18, 2021 | By LP | F1, F2 |
| transaction | APVO | Common Stock | Sale | -$1.27M | -153K | -8.9% | $8.32* | 1.56M | Nov 18, 2021 | By LP | F2, F3 |
| transaction | APVO | Common Stock | Sale | -$32.2K | -4.02K | -0.26% | $8.00* | 1.56M | Nov 18, 2021 | By LP | F2, F4 |
| transaction | APVO | Common Stock | Sale | -$1.37M | -170K | -10.87% | $8.09* | 1.39M | Nov 18, 2021 | By LP | F2, F5 |
| transaction | APVO | Common Stock | Sale | -$244K | -30.5K | -2.19% | $8.01* | 1.36M | Nov 19, 2021 | By LP | F2, F6 |
| transaction | APVO | Common Stock | Sale | -$1.38M | -183K | -13.48% | $7.52* | 1.18M | Nov 19, 2021 | By LP | F2, F7 |
| transaction | APVO | Common Stock | Sale | -$123K | -16.7K | -1.42% | $7.36* | 1.16M | Nov 22, 2021 | By LP | F2, F8 |
| transaction | APVO | Common Stock | Sale | -$1.4M | -196K | -16.92% | $7.11* | 964K | Nov 22, 2021 | By LP | F2, F9 |
| transaction | APVO | Common Stock | Sale | -$24.8K | -3.72K | -0.39% | $6.66* | 960K | Nov 22, 2021 | By LP | F2, F10 |
| transaction | APVO | Common Stock | Sale | -$253K | -38.7K | -4.03% | $6.55* | 921K | Nov 22, 2021 | By LP | F2, F11 |
| Id | Content |
|---|---|
| F1 | The prices reported in Column 4 are weighted average prices. These shares were sold in multiple transactions at prices ranging from $9.05 to $10.05. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the SEC Staff, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 1 and 3 through 11 herein. |
| F2 | The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP. |
| F3 | The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $8.04 to $9.04. |
| F4 | The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.01. |
| F5 | The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.34. |
| F6 | The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $7.78 to $8.15. |
| F7 | The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $7.20 to $8.09. |
| F8 | The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $7.20 to $7.54. |
| F9 | The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $6.69 to $7.69. |
| F10 | The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $6.66 to $6.68. |
| F11 | The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $6.50 to $6.71. |