GravityRock A.S. - Nov 15, 2021 Form 4 Insider Report for ForgeRock, Inc. (FORG)

Role
10%+ Owner
Signature
/s/ Hermann Svoren, as Chairperson of GravityRock A.S. /s/ Jonathan Scudder, as Director of GravityRock A.S. /s/ Victor Ake, as Director of GravityRock A.S.
Stock symbol
FORG
Transactions as of
Nov 15, 2021
Transactions value $
$0
Form type
4
Date filed
11/22/2021, 04:18 PM
Previous filing
Sep 22, 2021
Next filing
Dec 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FORG Class A Common Stock Conversion of derivative security $0 +1.5M $0.00 1.5M Nov 15, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FORG Class B Common Stock Conversion of derivative security $0 -1.5M -14.92% $0.00 8.55M Nov 15, 2021 Class A Common Stock 1.5M Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election. On November 15, 2021, the reporting person elected to convert 1,500,000 shares of its Class B Common Stock into 1,500,000 shares of Class A Common Stock.