Thor Gjerdrum - Nov 17, 2021 Form 4 Insider Report for A-Mark Precious Metals, Inc. (AMRK)

Role
President
Signature
/s/ Carol Meltzer, by power of attorney
Stock symbol
AMRK
Transactions as of
Nov 17, 2021
Transactions value $
-$261,600
Form type
4
Date filed
11/18/2021, 05:33 PM
Previous filing
Nov 17, 2021
Next filing
Apr 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $20.3K +1.35K $15.00 1.35K Nov 17, 2021 Direct F1
transaction AMRK Common Stock, par value $0.01 per share Sale -$96.8K -1.35K -100% $71.48 0 Nov 17, 2021 Direct F1, F2
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $33.2K +2.21K $15.00 2.21K Nov 17, 2021 Direct F1
transaction AMRK Common Stock, par value $0.01 per share Sale -$160K -2.21K -100% $72.50 0 Nov 17, 2021 Direct F1, F3
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $14.9K +993 $15.00 993 Nov 17, 2021 Direct F1
transaction AMRK Common Stock, par value $0.01 per share Sale -$72.8K -993 -100% $73.28 0 Nov 17, 2021 Direct F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -4.56K -46.65% $0.00 5.21K Nov 17, 2021 Common Stock, par value $0.01 per share 4.56K $15.00 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock option exercise made pursuant to Rule 10b5-1 trading plan.
F2 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $71.04 to not more than $71.95. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F3 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $72.07 to not more than $72.90. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F4 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $73.21 to not more than $73.42. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F5 The option granted covered 66,667 shares, and vested 33.3% per year on June 30, 2017, 2018 and 2019.